transcript   Transcript

Thorny Hedge Fund Hypotheticals - Ethical Issues

Recorded on: Oct. 15, 2018
Running Time: 00:59:40

Full Transcript:

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Taken from the Web Program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018 Recorded October 2018 in New York

Thorny Hedge Fund Hypotheticals - Ethical Issues [00:59:40]
  • Whistleblowers and anti-retaliation protections
  • Multiple representation and conflicts
  • Short and distort
  • Cryptocurrencies and regulatory reach
  • When does “insider tainting” become “insider trading”?

Speakers: Susan E. Brune, Stephen J. Crimmins, Andrew B. David, Joan E. McKown, Andre E. Owens

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • 2018 Mid-Year Securities Enforcement Update (July 30, 2018)
    Barry R. Goldsmith
  • Compliance Reminders for Private Fund Advisers—2018 (February 14, 2018)
    Barry R. Goldsmith
  • Supreme Court Rules on Whistleblower Reporting to SEC
    Joan E. McKown
  • The Perils of Well-Intentioned Deception: Insider Trading Case Highlights Challenges Facing Public Companies (July 2018)
    Joan E. McKown
  • Insider Trading: Where Is the Line?
    Stephen J. Crimmins
Presentation Material
  • Thorny Hedge Fund Hypotheticals
    Susan E. Brune, Stephen J. Crimmins, Andrew B. David, Joan E. McKown, Andre E. Owens
  • (s)
    Susan E. Brune ~ Brune Law P.C.
    Stephen J. Crimmins ~ Murphy & McGonigle
    Andrew B. David ~ General Counsel and Chief Compliance Officer, Aristeia Capital L.L.C.
    Joan E. McKown ~ Jones Day
    Andre E. Owens ~ Wilmer Cutler Pickering Hale and Dorr LLP
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