transcript   Transcript

The JOBS Act Six Years Out: Washington and State House Developments in Crowdfunding and Alternative Finance

Recorded on: Oct. 9, 2018
Running Time: 00:56:24

Full Transcript:

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Taken from the Web Program Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding Recorded October 2018 in New York

The JOBS Act Six Years Out: Washington and State House Developments in Crowdfunding and Alternative Finance [00:56:24]
  • SEC rulemaking to refine crowdfunding and private placement procedures
  • Advertised private placements – report from the trenches
  • Fix Crowdfunding Act and other possible legislative developments
  • FINRA funding portal application and differences from broker-dealer applications
  • Regulatory enforcement priorities

Joseph P. Borg, Sara Hanks, Amy Reischauer

Presentation Material
  • 2017 NASAA U.S. Member Enforcement Activities at a Glance
    Joseph P. Borg
  • Operation Cryptosweep
    Joseph P. Borg
  • (s)
    Joseph P. Borg ~ Director, Alabama Securities Commission, President, North American Securities Administrators Association
    Sara Hanks ~ Co-Founder and Chief Executive Officer, CrowdCheck, Inc.
    Amy Reischauer ~ Special Counsel, Office of Small Business Policy, Division of Corporation Finance, U.S. Securities and Exchange Commission
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