Course Handbook  Course Handbook

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Publication Date: September 2018 Number of Volumes: 1
ISBN Number: 9781402432132 Page Count: 252 pages


Download: Table of Contents    Index

Table of Contents
Chapter 1: Dixie L. Johnson and Victoria Bohannan, The Responsibilities of In-House Counsel and Compliance Personnel (June 14, 2018) Dixie L. Johnson ~ King & Spalding
Chapter 2: Gatekeeper Liability: Change in Enforcement Approach, Same Results Ellen M. Murphy ~ Orrick Herrington & Sutcliffe LLP
Chapter 3: Gregory S. Bruch, Sandra M. Hanna, Khiran Sidhu and Sitota C. Langford, Practical Guidance for Privilege and Work Product in Internal Investigations and Government Investigations Gregory S. Bruch ~ Bruch Hanna LLP
Chapter 4: Wayne M. Carlin and Carol Miller, Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated Wayne M. Carlin ~ Wachtell, Lipton, Rosen & Katz
Chapter 5: Michael D. Trager, Joshua R. Martin, and Adam J. Reinhart, Checklist for Responding to Governmental and Regulatory Investigations (June 2018) Michael D. Trager ~ Arnold & Porter
Chapter 6: Hastings Law Journal, Vol.69:45, pg. 45–95, “The Big Chill”: Personal Liability and the Targeting of Financial Sector Compliance Officers Court E. Golumbic ~ Managing Director and Global Head of Financial Crime Compliance, The Goldman Sachs Group
Chapter 7: Jonathan R. Tuttle, Ada Fernandez Johnson and Eileen Zelek, Reliance-on-Counsel Defense in the Governmental Investigation Context: Weighing the Perils and Pitfalls (June 28, 2018) Jonathan R. Tuttle ~ Debevoise & Plimpton LLP
Chapter 8: The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
Chapter 9: Michael Delikat, Who Is Blowing the Whistle Now? What We Need to Know and Learn from Bio-Rad (June 26, 2018) Richard J. Morvillo ~ Orrick Herrington & Sutcliffe LLP

This Course Handbook was compiled for the program, Storming the Gatekeepers When Compliance Officers and In-House Lawyers Are at Risk 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Richard J. Morvillo, Orrick Herrington & Sutcliffe LLP

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