transcript   Transcript

Resales of Restricted Securities; Secondary Sales of Securities of Privately Held Companies

Recorded on: May. 23, 2018
Running Time: 00:46:41

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2018 Recorded May, 2018 in New York [00:46:41]
  • Rule 144 overview and satisfying Rule 144 conditions
  • Tacking issues
  • Section 4(1-1/2) versus Section 4(a)(7); legal opinions regarding resales
  • Liquidity opportunities for existing security holders
  • Legal considerations for secondary sales of privately held company stock

Thomas J. Kim, Raphael M. Russo

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Resales of Restricted and Control Securities
    Raphael M. Russo
Presentation Material
  • Resales of Restricted Securities
    Thomas J. Kim, Raphael M. Russo
    • (s)
      Thomas J. Kim ~ Sidley Austin LLP
      Raphael M. Russo ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
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