transcript   Transcript

Regulatory and Legal Compliance in International Business and Trade

Recorded on: Oct. 3, 2018
Running Time: 01:14:05

Full Transcript:

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Taken from the Web Program Pocket MBA 2018: Finance for Lawyers and Other Professionals Recorded October, 2018 in San Francisco [01:14:05]
  • Threats companies face today:
    • Sanctions & export controls
    • AML compliance
    • Anti-corruption and bribery (e.g. FCPA, UK Bribery Act)
    • Restrictions on trade (e.g. tariffs)
    • Tax compliance & enforcement
    • Cybersecurity
  • Cross-border enforcement landscape and developments
  • How to prioritize compliance resources
  • What corporate compliance looks like in different industries

Catherine E. Moreno, Xavier Oustalniol

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 3310 to Conform FINRA Rule 3310 to FinCEN’s Final Rule on Customer Due Diligence Requirements for Financial Institutions, Release No. 34-83154; File No. SR-FINRA-2018-016 (May 2, 2018)
  • Ropes & Gray LLP, Article: Corporate Social Responsibility Compliance in 2018, and Beyond—An Overview for In-House Legal Counsel (March 12, 2018)
    Amanda N. Raad, Melissa C. Bender, Julia L. Chen, Joanna Torode, Nicholas M. Berg, Andrew J. Dale, Keith F. Higgins, Michael R. Littenberg, Isabel K.R. Dische
  • Business Guide to Anti-Corruption Laws 2018: A Guide to the FCPA and the UK Bribery Act
  • Business Guide to Anti-Corruption Laws: 2018 Mid-Year Update
  • Ethical Issues in Negotiating Transactions (March 8, 2018)
    Nina L. Flax, Jodi A. Simala
Presentation Material
  • Regulatory and Legal Compliance in International Business and Trade
    Catherine E. Moreno, Xavier Oustalniol
    • (s)
      Catherine E. Moreno ~ Wilson Sonsini Goodrich & Rosati
      Xavier Oustalniol ~ Partner, StoneTurn Group
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