transcript   Transcript

Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers

Recorded on: Jul. 23, 2018
Running Time: 01:29:40

Full Transcript:

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Taken from the Web Program Understanding the Securities Laws 2018 Recorded July 2018 in New York

Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers [01:29:40]
  • Analyzing the benefits of becoming a “public company”
  • Complying with Section 5’s “gun jumping” rules
  • Interpreting Regulation S-K and Regulation S-X requirements
  • Approaching due diligence and disclosure obligations
  • Drafting registration statements
  • Using the confidential filing and review process
  • Going effective – responding to SEC comments

N. Adele Hogan, Russell Mancuso

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Registering Securities Under the Securities Act of 1933 (April 2018)
    R. Cabell Morris
N. Adele Hogan ~ Partner, Hogan Law Associates
Russell Mancuso ~ Legal Branch Chief, Division of Corporation Finance, U.S. Securities and Exchange Commission
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