transcript   Transcript

Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings

Recorded on: May. 23, 2018
Running Time: 00:50:12

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2018 Recorded May, 2018 in New York [00:50:12]
  • What is a registered direct? A CMPO?
  • Wall crossing investors, confidentiality and non-disclosure issues
  • Material nonpublic information
  • Documentation considerations
  • Compliance concerns for placement agents and underwriters
  • Which issuers benefit from at-the-market offerings?
  • Documentation requirements for ATMs

Andrew L. Fabens, Michael D. Golden, Nikolai Utochkin, Priya A. Velamoor

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Frequently Asked Questions About At-the-Market Offerings
    Martin P. Dunn
  • Frequently Asked Questions About Registered Direct Offerings
    Martin P. Dunn
Presentation Material
  • Procedures for Wall Crossing Investors Without a Cleansing Press Release Handout
    Priya A. Velamoor
  • Registered Directs, Confidentially Marketed Public Offerings and Equity ATM Programs
    Andrew L. Fabens, Michael D. Golden, Priya A. Velamoor
  • Nasdaq Shareholder Approval and Voting Rights Rules
    Nikolai Utochkin
    • (s)
      Andrew L. Fabens ~ Gibson, Dunn & Crutcher LLP
      Michael D. Golden ~ Senior Company Counsel, Wells Fargo Securities, LLC
      Nikolai Utochkin ~ Counsel, Listing and Governance; Listing Qualifications Department, Nasdaq, Inc.
      Priya A. Velamoor ~ Director and Associate General Counsel, Bank of America Merrill Lynch
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