transcript   Transcript

Overview of 4(a)(2) and Regulation D

Recorded on: May. 23, 2018
Running Time: 00:45:44

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2018 Recorded May, 2018 in New York [00:45:44]
  • Section 4(a)(2) overview
  • Conducting a 4(a)(2) Offering
  • Basics of Regulation D
  • Proposed changes to accredited investor definition
  • Bad actor disqualification
  • Practical steps to address bad actor disqualification diligence and certifications; waivers
  • Reliance on Section 4(a)(2) versus Rule 506(b) safe harbor; practical considerations

Marty Dunn, David M. Lynn, Lona Nallengara

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Current Developments, Division of Corporation Finance, U.S. Securities and Exchange Commission (March 30, 2018)
    David M. Lynn
Presentation Material
  • Overview of 4(a)(2) and Regulation D
    Marty Dunn, David M. Lynn, Lona Nallengara
    • (s)
      Marty Dunn ~ Morrison & Foerster LLP
      David M. Lynn ~ Jenner & Block LLP
      Lona Nallengara ~ Shearman & Sterling LLP
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