transcript   Transcript

Late-Stage and Pre-IPO Private Placements

Recorded on: May. 23, 2018
Running Time: 00:44:29

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2018 Recorded May, 2018 in New York [00:44:29]
  • Understanding the late-stage private placement market
  • Diligence and offering disclosures
  • Documentation issues; typical terms and frequent negotiating issues
  • Placements to strategic investors
  • Placements involving secondary shares
  • Information asymmetries and proximity to IPO
  • SEC concerns

Kalli Dircks, Marcel R. Fausten, Bradley A. Jacobson

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • A New Exemption for Resale of Restricted Securities under the U.S. Securities Act of 1933 (March 2017)
    Sophia Hudson
  • Crossover Investors: Issues in Late-Stage and Pre-IPO Private Placements
    Bradley A. Jacobson
  • Staying Private
    James R. Tanenbaum, Anna T. Pinedo
Presentation Material
  • Late-Stage and Pre-IPO Private Placements
    Kalli Dircks, Marcel R. Fausten, Bradley A. Jacobson
    • (s)
      Kalli Dircks ~ Executive Director, Morgan Stanley
      Marcel R. Fausten ~ Davis Polk & Wardwell LLP
      Bradley A. Jacobson ~ Greenberg Traurig, LLP
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