transcript   Transcript

Filings Under the ’34 Securities Act

Recorded on: Aug. 21, 2018
Running Time: 01:01:01

Full Transcript:

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Taken from the Web Program Securities Filings 2018: Practical Guidance in a Changing Environment Recorded August 2018 in New York

Filings Under the ’34 Securities Act [01:01:01]
  • Registration, deregistration and filing "triggers"
  • Section 13 filing requirements
  • Section 14 filing requirements
  • Section 16 filing requirements
  • Company versus third party filings
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
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    Keir D. Gumbs
  • SEC Staff Publishes Guidance Regarding Disclosure and New Tax Act (December 28, 2017)
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Presentation Material
  • Filings Under the '34 Securities Act
    Keir D. Gumbs
  • (s)
    Keir D. Gumbs ~ Associate General Counsel, Global Corporate, M&A and Securities, Deputy Corporate Secretary, Covington & Burling LLP
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