transcript   Transcript

Ethics for Compliance Lawyers and Compliance Officers

Recorded on: Jun. 4, 2018
Running Time: 01:01:58

Full Transcript:

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Taken from the Web Program Compliance & Ethics Essentials 2018 Recorded June 2018 in New York

Ethics for Compliance Lawyers and Compliance Officers [01:01:58]
  • Risk assessment, program assessment and attorney-client privilege
  • Ethical obligations for lawyers and compliance officers
  • Can lawyers or compliance officers be whistleblowers?
  • What compliance program communications can (and should) be privileged?

Timothy Heine, Adam Siegel

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Ethical Considerations in Compliance: Professional and Substantive—Selected Background Information (February 1, 2018)
    Theodore L. Banks
  • Compliance Developments and Concerns for 2018, Compliance & Ethics Professional, January 2018, at 73
    Rebecca Walker
  • Learning from Wells Fargo
    Jeffrey M. Kaplan
  • Was the Grand Inquisitor Right (About Compliance)?
    Jeffrey M. Kaplan
Presentation Material
  • Ethics for Compliance Lawyers and Compliance Officers Panel PowerPoint
    Timothy Heine, Adam Siegel
  • (s)
    Timothy Heine ~ Execuitve Vice President & Managing Counsel, American Express
    Adam Siegel ~ Freshfields Bruckhaus Deringer LLP
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