transcript   Transcript

Ethical Dilemmas in Preparation and Review of SEC Filings

Recorded on: Aug. 21, 2018
Running Time: 01:00:50

Full Transcript:

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Taken from the Web Program Securities Filings 2018: Practical Guidance in a Changing Environment Recorded August 2018 in New York

Ethical Dilemmas in Preparation and Review of SEC Filings [01:00:50]
  • Ethical considerations in SEC practice
  • Lawyers as “gatekeepers” and targets
  • The SEC’s “reporting up” rules
  • 2(e) (now 102(e)) proceedings
  • Experience under the Dodd-Frank whistleblower rules
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
    Alexandra M. Arango, Charles F. Walker, Sydney P. Sgambato
Presentation Material
  • Ethical Dilemmas in Preparation and Review of SEC Filings
    Charles F. Walker
  • (s)
    Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
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