transcript   Transcript

Establishing an Effective Hedge and Private Fund Compliance Program

Recorded on: Oct. 15, 2018
Running Time: 00:59:02

Full Transcript:

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Taken from the Web Program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018 Recorded October 2018 in New York

Establishing an Effective Hedge and Private Fund Compliance Program [00:59:02]
  • Overview of compliance issues and regulatory expectations
  • Identifying and managing conflicts of interest
  • Valuation challenges
  • Electronic communications and cybersecurity
  • Trading and best execution practices

Speakers: Jay M. Lippman, Colleen K. Lynch, Jeffrey C. Morton, Mark K. Schonfeld, Kevin Tagami

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • 2018 Mid-Year Securities Enforcement Update (July 30, 2018)
    Barry R. Goldsmith
  • Compliance Reminders for Private Fund Advisers—2018 (February 14, 2018)
    Barry R. Goldsmith
  • Materials from Jay M. Lippman
    Jay M. Lippman
Jay M. Lippman ~ Managing Director, Exiger
Colleen K Lynch ~ Coatue Management
Jeffrey C. Morton ~ ACA Compliance Group
Mark K. Schonfeld ~ Gibson, Dunn & Crutcher LLP
Kevin Tagami ~ Managing Director, Meritage Group LP
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