transcript   Transcript

Derivatives and Professional Responsibility

Recorded on: Oct. 25, 2018
Running Time: 01:00:08

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Advanced Swaps & Other Derivatives 2018 Recorded October 2018 in New York

Derivatives and Professional Responsibility [01:00:08]
  • Derivatives lawyers as gatekeepers
  • Special gatekeeper issues concerning initial coin offerings
  • Representing the organization
  • Reporting wrongdoing up the ladder within an organization
  • Reporting a client’s violations to regulators
  • SEC Rule of Professional Responsibility for Issuer’s Counsel
  • Relationship between the lawyer and the CCO
  • Whistleblower and anti-retaliation issues
  • Anti-evasion issues
  • Conflicts waivers
  • Email and metadata confidentiality issues

Michael S. Sackheim

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Key Professional Responsibility Issues for Derivatives Lawyers (October 24, 2018)
    Michael S. Sackheim
  • Bloomberg BNA Securities Regulation & Law Report, 47 SRLR 2182: Derivatives Lawyers: Red Flags—See Something, Do Something (November 16, 2015)
    Michael S. Sackheim
Michael S. Sackheim ~ Sidley Austin LLP
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.