Course Handbook  Course Handbook

Understanding Financial Products 2019

Publication Date: January 2019 Number of Volumes: 1
ISBN Number: 9781402432972 Page Count: 742 pages

From:

Download: Table of Contents    Index

Table of Contents
Chapter 1: Paul J. McElroy, Sullivan & Cromwell LLP, Exchange Traded Funds and Exchange Traded Notes (November 1, 2018) Robert S. Risoleo ~ Sullivan & Cromwell LLP
Chapter 2: Collateralized Debt Obligations (Outline) Lee Ann Anderson ~ Shareholder, Greenberg Traurig LLP
Chapter 3: Gary M. Brown, Ch. 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (September 2018) Gary M. Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 4: Gary M. Brown, Ch. 7: Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (September 2018) Gary M. Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 5: Hedge Policies and Procedures (December 2013) Joyce A. Frost ~ Riverside Risk Advisors LLC
Chapter 6: Daniel A. Rabinowitz, Ch. 25: Insurance-Linked Securities, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018) Gary M. Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 7: Lee Ann Anderson and George H. White III, Ch. 24: Exchange-Traded Notes and Similar Structured Notes, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018) Lee Ann Anderson ~ Shareholder, Greenberg Traurig LLP
Chapter 8: CFTC Backgrounder on Self-Certified Contracts for Bitcoin Products
Chapter 9: New York Codes, Rules and Regulations—Title 23: Department of Financial Services, Chapter I: Regulations of the Superintendent of Financial Services, Part 200: Virtual Currencies (§200.1–§200.22)
Chapter 10: Dror Futter, Ch. 29: Blockchain Law: ICO Regulation and Other Legal Considerations in the Blockchain Ecosystem, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018) Dror Futter ~ RIMÔN Law
Chapter 11: Sullivan & Cromwell LLP, Memo, Recent Virtual Currency Actions by the CFTC and State Regulators (May 29, 2018) Rebecca J. Simmons ~ Sullivan & Cromwell LLP
Chapter 12: William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Remarks at the Yahoo Finance All Markets Summit: Crypto, “Digital Asset Transactions: When Howey Met Gary (Plastic)” (San Francisco, CA, June 14, 2018) Rebecca J. Simmons ~ Sullivan & Cromwell LLP
Chapter 13: Sullivan & Cromwell LLP, Memo, Digital Assets as Securities (June 18, 2018) Rebecca J. Simmons ~ Sullivan & Cromwell LLP
Chapter 14: Stuart M. Litwin, Ch. 14: Securitization of Equipment and Auto Leases, Practising Law Institute, Equipment Leasing–Leveraged Leasing (5th Edition) (February 2018) Stuart M. Litwin ~ Mayer Brown LLP
Chapter 15: Margery K. Neale, Barry P. Barbash, Benjamin J. Haskin, Jay Spinola, P. Georgia Bullitt and Anne C. Choe, Willkie Farr & Gallagher LLP, Client Alert, SEC Proposes New ETF Rule (July 24, 2018) Margery K. Neale ~ Willkie Farr & Gallagher LLP
Chapter 16: Laurin Blumenthal Kleiman and Carla G. Teodoro, Ch. 1B: Forming, Organizing, and Operating a Mutual Fund: Legal and Practical Considerations, Practising Law Institute, Mutal Funds and Exchange Traded Funds Regulation (3rd Edition) (Updated June 6, 2018) Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Chapter 17: Understanding Financial Products 2019: Hedge Funds Scott J. Lederman ~ Managing Director, GCM Grosvenor
Chapter 18: Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel (Updated: October 12, 2018) Charles F. Walker ~ Skadden Arps Slate Meagher & Flom LLP
Andrew M. Lawrence ~ Skadden Arps Slate Meagher & Flom LLP
Alexandra M. Arango ~ Skadden, Arps, Slate, Meagher & Flom LLP
Sydney P. Sgambato ~ Skadden, Arps, Slate, Meagher & Flom LLP
Index

This Course Handbook was compiled for the program, Understanding Financial Products 2019.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Margery K. Neale, Willkie Farr & Gallagher LLP
Robert S. Risoleo, Sullivan & Cromwell LLP
Related Items

Handbook  Course Handbook Archive

Understanding Financial Products 2019 Margery K. Neale, Willkie Farr & Gallagher LLP
Robert S. Risoleo, Sullivan & Cromwell LLP
 
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.