Course Handbook  Course Handbook

Cybersecurity Best Practices for Legal Services Providers 2019

Publication Date: February 2019 Number of Volumes: 1
ISBN Number: 9781402433085 Page Count: 470 pages

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Table of Contents
Chapter 1: CF Disclosure Guidance: Topic No. 2: Cybersecurity (October 13, 2011)
Chapter 2: 17 CFR Parts 229 and 249, Commission Statement and Guidance on Public Company Cybersecurity Disclosures, Federal Register, Vol. 83, No. 38 (February 26, 2018)
Chapter 3: Chairman Jay Clayton, Statement on Cybersecurity Interpretive Guidance (February 21, 2018)
Chapter 4: OCIE’s 2015 Cybersecurity Examination Initiative, National Exam Program Risk Alert, Vol. IV, Issue 8 (September 15, 2015)
Chapter 5: 2018 National Exam Program Examination Priorities
Chapter 6: OCC Bulletin 2013-29, Third-Party Relationships (October 30, 2013)
Chapter 7: Supplemental Examination Procedures for Risk Management of Third-Party Relationships
Chapter 8: Guidance for Managing Third-Party Risk
Chapter 9: In the Matter of Voya Financial Advisors, Inc., Administrative Proceeding File No. 3-18840 (September 26, 2018)
Chapter 10: SEC Charges Firm with Deficient Cybersecurity Procedures (September 26, 2018)
Chapter 11: Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 Regarding Certain Cyber-Related Frauds Perpetrated Against Public Companies and Related Internal Accounting Controls Requirements (October 16, 2018)
Chapter 12: SEC Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls (October 16, 2018)
Chapter 13: In the Matter of Altaba Inc., f/d/b/a Yahoo! Inc., Administrative Proceeding File No. 3-18448 (April 24, 2018)
Chapter 14: Altaba, Formerly Known as Yahoo!, Charged with Failing to Disclose Massive Cybersecurity Breach; Agrees to Pay $35 Million (April 24, 2018)
Chapter 15: §240.10b-5 Employment of Manipulative and Deceptive Devices (November 21, 2018)
Chapter 16: In Re Hartland Payment Systems, Inc. Securities Litigation, Civ. No. 09-1043 (D.N.J. Dec. 7, 2009)
Chapter 17: In re Caremark Intern. Inc. Deriv. Lit., 698 A.2d 959 (Del. Ch. 1996)
Chapter 18: Hampden Kuhns v. Equifax Inc., Class Action Complaint for Violation of the Federal Securities Laws, Case No. 1:17-cv-03463-WSD (N.D. Ga. Sept. 8, 2017)
Chapter 19: Palkon v. Holmes, Civil Action No. 2:14-CV-01234 (SRC) (D.N.J. Oct. 20, 2014)
Chapter 20: In re The Home Depot, Inc. Shareholder Derivative Litigation, Case No. 1:15-cv-02999-TWT (N.D. Ga. Nov. 20, 2016)
Chapter 21: Keith Prioleau v. Sikorsky Aircraft Corp., ARB Case No. 10-060, ALJ Case No. 2010-SOX-003 (Nov. 9, 2011)
Chapter 22: Kathy J. Sylvester and Theresa Neuschafer v. Parexel International LLC, ARB Case No. 07-123, ALJ Case Nos. 2007-SOX-039, 2007-SOX-042 (May 25, 2011)
Chapter 23: The 10 Worst Things to Do in a Crisis (and What to Do Instead)
Chapter 24: Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 Regarding Certain Cyber-Related Frauds Perpetrated Against Public Companies and Related Internal Accounting Controls Requirements (October 16, 2018)
Chapter 25: Ubiquiti Networks, Inc., Form 8-K (August 4, 2015)
Chapter 26: 23 NYCRR 500, Cybersecurity Requirements for Financial Services Companies
Index

This Course Handbook was compiled for the program, Cybersecurity Best Practices for Legal Services Providers 2019.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Richard Raysman, Holland & Knight LLP
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