Broker Dealer/Investment Adviser Blog

BD/IA: Regulation in Focus is an innovative, multifaceted platform designed to keep broker-dealers and investment advisers abreast of the legal perspectives on current regulatory developments in the industry. The blog will serve as a companion to PLI’s widely read broker-dealer and investment adviser Treatises, and to our current Seminars and One-Hour Briefings. PLI editor/author Clifford E. Kirsch and our team of volunteer contributors will post developments as they relate to broker-dealers and investment advisers in the areas of compliance, enforcement, international issues, and regulation.

The SEC Institute Blog

The SEC Institute Blog is a meeting place for SEC reporting professionals, including lawyers, accountants and auditors, to keep current with both day-to-day issues affecting your SEC reporting, and longer term issues that require planning steps now. Each post will help keep you on top of all the recent SEC reporting developments, assure that your SEC reporting process is dealing with change effectively, and work towards best practices in disclosing the information the SEC requires. The contributors, Carol A. Stacey and George M. Wilson, are SEC Institute workshop leaders who have been involved in the SEC reporting world for decades.

The PLI Librarian Blog

The PLI Librarian blog is a destination for legal researchers to get the latest information on PLI publications, including our award-winning online research database, PLI PLUS. The blog keeps readers apprised of new publications, PLI PLUS enhancements and search tips, as well as the PLI and LLAGNY series of free One-Hour Briefings. The PLI Librarian’s mission is to promote the value of PLI PLUS, while also providing the librarian community with the most up-to-date, relevant information on our innovative programs and publications.

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